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Research, innovation and experimentation

Find a route to research, prototype, test or commercialize a defense-relevant technology before choosing a production pathway.

Groups can overlap. Counts are records, not distinct statutory powers. Executing roles below are routing leads, not verified delegations.

5 records

Contracts & purchases

What this group is not: A contract or purchase tag is not general lending or equity authority; priorities, purchase commitments and financing-cost treatment remain distinct routes.

Basis: ACQ-35, ACQ-41, IND-01, IND-55

Example limit · ACQ-01: Not authority to fund a project with no potential defense interest.

Recorded executing roles: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer; Warranted contracting officer and program manager

Examine these authorities →
ACQ-01 · Research & experimentation

Conduct and purchase defense-relevant research and development

Conduct basic, applied and advanced research and development internally, through military departments, by contract, or by agreement with another federal agency.

What this is not / limit: Not authority to fund a project with no potential defense interest.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Contracts & purchases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementUse documented
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-07 · Transition & scaling

Include bridge prototype or initial production units in a research contract

A competitively selected general-solicitation research contract may contain line items/options for development, demonstration, initial production or initial/additional items arising from its work.

What this is not / limit: Line item/option term not more than 2 years; statutory value limit $100m in FY2017 constant dollars.

Executing role: Warranted contracting officer and program manager

Contracts & purchases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-08 · Prizes & challenges

Award cash, noncash, contract or agreement prizes for defense innovation

Competitively reward research, technology, prototypes and transition-improving management practices; accept outside funds or nonmonetary prize contributions.

What this is not / limit: No special consideration for private donors; award above $20m as contract/agreement triggers 15-day post-award congressional notice.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Contracts & purchasesPrizes
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-18 · Transition & scaling

Purchase SBIR/STTR-derived technology through Phase III awards

Make follow-on awards, including qualifying sole-source awards, for development, testing, production or services derived from prior SBIR/STTR work using non-SBIR/STTR funding.

What this is not / limit: Phase III is not funded from Phase I/II set-aside; not a blanket sole-source award for unrelated offerings.

Executing role: Warranted contracting officer and program manager

Contracts & purchases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-54 · Research financial assistance

Reimburse contractor independent R&D through allowable contract costs

Treat qualifying independent research and development as allowable indirect expense under defense contracts while preserving statutory contractor independence in technology selection.

What this is not / limit: Not a stand-alone R&D grant, reimbursement entitlement for every expense, or authority to direct all private research.

Executing role: Warranted contracting officer and program manager

Contracts & purchasesFunds & shared services
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

1 records

Loans & guarantees

What this group is not: A loan or guarantee is not equity, and a loan tag may describe lending materials or equipment rather than cash.

Basis: IND-03, IND-09, IND-21, INT-22

Example limit · ACQ-33: Explicitly does not authorize new construction or improvements with general utility.

Recorded executing roles: Contracting office and contractor

Examine these authorities →
ACQ-33 · Test infrastructure

Finance, furnish, lend, lease or sell specialized contractor research/test facilities

A covered contract may acquire, construct or furnish necessary specialized research, development or test facilities and equipment. The FY2026 amendment also permits jointly funded projects spanning DoD components, other federal agencies and eligible nonfederal entities, subject to written agreements and statutory safeguards.

What this is not / limit: Explicitly does not authorize new construction or improvements with general utility.

Executing role: Contracting office and contractor

Loans & guaranteesProperty & leases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

1 records

Grants & cooperative agreements

What this group is not: These are purpose-limited awards, not general economic-development funding or interchangeable grant and contract labels.

Basis: ACQ-02, IND-12

Example limit · ACQ-02: Not a general-purpose economic-development grant power.

Recorded executing roles: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Examine these authorities →
ACQ-02 · Research financial assistance

Fund external R&D through grants and cooperative agreements

Provide assistance for defense-relevant research; use a cooperative agreement when substantial federal involvement is expected, and a grant when it is not.

What this is not / limit: Not a general-purpose economic-development grant power.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Grants & cooperative agreementsCooperation & exchanges
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

3 records

Other transactions

What this group is not: An OT is not unrestricted production or exemption from applicable law; research, prototype and follow-on conditions differ.

Basis: ACQ-03, ACQ-04, ACQ-05, IND-36

Example limit · ACQ-03: Research OT is not unrestricted production, lending or equity authority.

Recorded executing roles: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer; Warranted contracting officer and program manager

Examine these authorities →
ACQ-03 · Other transactions

Negotiate research OTs, cost sharing and contingent repayments

Use research transactions outside procurement contracts, grants and cooperative agreements; negotiate advances and repayment clauses that credit designated research-support accounts.

What this is not / limit: Research OT is not unrestricted production, lending or equity authority.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Other transactions
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-04 · Other transactions

Prototype technology, processes and business arrangements with flexible OTs

Carry out directly defense-relevant prototypes, including proofs of concept, business processes, reverse engineering for obsolescence, commercial-technology pilots and agile development.

What this is not / limit: Above $100m through $500m: nondelegable written determination by specified contracting/agency head; above $500m: senior approval plus 30-day congressional advance notice.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Other transactions
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-05 · Transition & scaling

Award follow-on production or sustainment after a successful prototype OT

Implement or expand successful prototype results through a follow-on production contract or transaction, including sustainment; a successful consortium subproject need not await all other subprojects.

What this is not / limit: A noncompetitive prototype does not automatically create noncompetitive production eligibility.

Executing role: Warranted contracting officer and program manager

Other transactions
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

18 records

Other statutory tools

What this group is not: These pathways do not supply interchangeable powers or funds; each retains its own purpose, procedures and exclusions.

Basis: ACQ-43, FIN-01, FIN-11

Example limit · ACQ-02: Not a general-purpose economic-development grant power.

Recorded executing roles: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer; DIU and selected Service innovation organization; Laboratory ORTA, counsel and authorized agreement official; Laboratory/test organization and supporting fiscal/contracting staff; Service or Defense Agency SBIR-STTR office and award officer; Contracting office and contractor; Range contracting office and test workforce; Command experiment team with supporting contracting/research organizations; Service developmental/operational test activities; Warranted contracting officer and program manager; Office of Expanded Competition Director

Examine these authorities →
ACQ-02 · Research financial assistance

Fund external R&D through grants and cooperative agreements

Provide assistance for defense-relevant research; use a cooperative agreement when substantial federal involvement is expected, and a grant when it is not.

What this is not / limit: Not a general-purpose economic-development grant power.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Grants & cooperative agreementsCooperation & exchanges
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-06 · Research & experimentation

Buy experimental products, services, demonstrations and prototypes

Purchase or modify purchases, domestically or abroad, of experimental/test demonstrations, prototypes, products, supplies, parts, auxiliary services and design for defense development.

What this is not / limit: Not unlimited serial-production authority.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-08 · Prizes & challenges

Award cash, noncash, contract or agreement prizes for defense innovation

Competitively reward research, technology, prototypes and transition-improving management practices; accept outside funds or nonmonetary prize contributions.

What this is not / limit: No special consideration for private donors; award above $20m as contract/agreement triggers 15-day post-award congressional notice.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Contracts & purchasesPrizes
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-09 · Transition & scaling

Accelerate commercialization through the Rapid Innovation Program

Use competitive contracts, cooperative agreements and OTs to transition innovative small-business/laboratory/prototype technologies into defense acquisition programs.

What this is not / limit: Normally 2 years of program funding; added year requires approval.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementUse documented
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-10 · Innovation partnerships

Fund multistakeholder innovation partnerships and allocate DIU project funding

DIU can support joint research/innovation partnerships with funding, resources, participation and technical advice, and allocate its available funds to selected Service innovation projects.

What this is not / limit: Liaison to investors or support for commercialization is not itself blanket stock-purchase or lending authority.

Executing role: DIU and selected Service innovation organization

Cooperation & exchanges
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-12 · Research institutions

Sponsor research through FFRDCs within approved missions

Use research contracts and long-term sponsored research institutions; work placed with FFRDCs must remain within sponsoring agreement purpose, mission and scope unless statutory exception applies.

What this is not / limit: Not a means to obtain any arbitrary work from a favored center; applied scientific laboratory research has an express scope exception.

Executing role: DARPA Contracts Management Office or Service contracting/grants/agreements office; Performing laboratory or external research performer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementUse documented
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-13 · Laboratory partnerships

Share underused laboratory capabilities and undertake public-private work

STRL partnership centers can permit private use of underused capabilities, perform cooperative work, leverage private recapitalization and credit receipts to cost-bearing funds.

What this is not / limit: No authorization for otherwise-prohibited conversion of government work to contractors.

Executing role: Laboratory ORTA, counsel and authorized agreement official

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-15 · Laboratory investment

Reinvest laboratory and test-organization funds in innovation, transition, people and minor infrastructure

Directors may use statutory 2–4% mechanisms for research, transition, workforce development and qualifying infrastructure; fixed customer surcharge up to 4% may support these purposes.

What this is not / limit: A flexible internal investment mechanism, not unlimited new MILCON authority or off-budget money.

Executing role: Laboratory/test organization and supporting fiscal/contracting staff

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-16 · Small-business innovation

Fund small-business research and commercialization through SBIR

Set aside qualifying extramural R&D funding for phased competitive small-business innovation awards, including permitted direct-to-Phase II routes.

What this is not / limit: Direct-to-Phase II requires qualifying feasibility showing and agency implementation; do not confuse stale 2025 expiry with current extension.

Executing role: Service or Defense Agency SBIR-STTR office and award officer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-17 · Small-business innovation

Pair small firms and research institutions through STTR

Fund cooperative R&D between an eligible small business and research institution, with phased transition toward commercialization.

What this is not / limit: Partner eligibility is distinct from SBIR; military research/educational institution participation is a specific pilot, not universal eligibility.

Executing role: Service or Defense Agency SBIR-STTR office and award officer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-19 · Small-business scale-up

Match outside capital with strategic breakthrough Phase II awards

Make milestone-linked SBIR strategic breakthrough awards up to $30m per small business including affiliates across up to 48 months, with matching resources and acquisition commitment.

What this is not / limit: No federal equity acquisition created; this is a funding agreement.

Executing role: Service or Defense Agency SBIR-STTR office and award officer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-20 · Small-business support

Pay for commercialization, IP, cybersecurity and business assistance

Authorize SBIR/STTR recipients to purchase assistance or use staff/training to improve commercialization and screen foreign involvement; qualifyingI-Corps participation can be supported.

What this is not / limit: Recipient selection/staff-use option does not make program a general consultancy grant for non-awardees.

Executing role: Service or Defense Agency SBIR-STTR office and award officer

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-33 · Test infrastructure

Finance, furnish, lend, lease or sell specialized contractor research/test facilities

A covered contract may acquire, construct or furnish necessary specialized research, development or test facilities and equipment. The FY2026 amendment also permits jointly funded projects spanning DoD components, other federal agencies and eligible nonfederal entities, subject to written agreements and statutory safeguards.

What this is not / limit: Explicitly does not authorize new construction or improvements with general utility.

Executing role: Contracting office and contractor

Loans & guaranteesProperty & leases
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-34 · Test infrastructure

Sell commercial access to designated DoD test ranges and facilities

Contract with commercial entities for commercial test/evaluation activity at a designated Major Range and Test Facility Installation, recovering costs.

What this is not / limit: Must allow immediate termination/prohibition/suspension for public health/safety, property, national-security or foreign-policy detriment.

Executing role: Range contracting office and test workforce

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-48 · COCOM experimentation

Conduct COCOM experiments and make findings supporting transition

Each combatant commander can conduct experimentation, prototyping and technology demonstrations addressing command operational needs and support acquisition with written operational-need findings.

What this is not / limit: Completion determination may fulfill listed justification/capability-need requirements; not waiver of all §3204 approvals or fiscal conditions.

Executing role: Command experiment team with supporting contracting/research organizations

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-50 · Test & evaluation

Use an alternative iterative, data-driven test pathway

For covered programs, integrate developmental/operational testing around unified objectives and ongoing data while preserving independent DOT&E evaluation.

What this is not / limit: Specified master-plan/milestone-event exemptions do not mean no evaluation.

Executing role: Service developmental/operational test activities

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

ACQ-54 · Research financial assistance

Reimburse contractor independent R&D through allowable contract costs

Treat qualifying independent research and development as allowable indirect expense under defense contracts while preserving statutory contractor independence in technology selection.

What this is not / limit: Not a stand-alone R&D grant, reimbursement entitlement for every expense, or authority to direct all private research.

Executing role: Warranted contracting officer and program manager

Contracts & purchasesFunds & shared services
Legal basisSources linked
RequirementsGates recorded
Public fundingRules recorded
Assigned rolesRoles recorded
EngagementProcess sourced
Actor sources & routing basis

Recorded executing role; this record-specific route is not an additional institutional office.

OEC-07 · Analytical-tool experimentation

Prototype and validate due-diligence analytical tools

Experiment with, prototype, test and validate government or commercial analytical tools, processes and tradecraft to improve DoD due diligence and investment analysis, including use of relevant delegated authorities vested in other components.

What this is not / limit: The reference to delegated authorities does not establish a blanket OT power or prove that another component's power has been delegated to OEC.

Executing role: Office of Expanded Competition Director

Other statutory tools
Legal basisSources linked
RequirementsGates recorded
Public fundingScope documented
Assigned rolesRemit sourced
Actor sources & routing basis

Institutional routing from the recorded executing role. See the office profile for its published responsibilities and engagement routes.

View all 24 records